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Securities Law

Louisville and Lexington Securities Litigation Attorney

Kentucky Securities Lawyer

Legal Counsel for Nationwide Securities Claims

At the law firm of Hectus & Strause PLLC, we pride ourselves on finding creative and practical solutions to securities disputes. Attorney Randall Strause is a seasoned advocate who represents investors throughout the United States in claims against brokerage firms, stockbrokers, and investment advisors. He provides the representation investors need to effectively and efficiently resolve securities claims.

For experience and personal service in Kentucky, Indiana or across the nation, call 502-498-8268 or toll free at 1-866-630-9758. E-mail us

Representation in Securities Law Matters

Hectus & Strause PLLC represents both plaintiffs and defendants in civil and administrative securities law matters. We can help you seek favorable results in matters involving:

  • Unsuitability
  • Failure to Supervise
  • Stockbroker Fraud
  • Over-Concentration/Failure to Diversify
  • Churning
  • Variable Annuities
  • Misrepresentation and Omissions
  • Breach of Contract
  • Breach of Fiduciary Duty

Although our principal office is located in Louisville, we represent clients nationwide. We work with attorneys across the country in ensuring that our clients' rights are upheld. We are experienced in several courses of action, including litigation, arbitration and mediation, as well as damage calculation.

Experience Counts in Securities Law Arbitration.

For more than 10 years, securities law attorney Randall Strause has served as an arbitrator for the NASD and NYSE dispute-resolution offices. Mr. Strause continues to serve on arbitration panels as a public arbitrator for the Financial Industry Regulatory Authority (FINRA), which was organized under the merger of the NASD and NYSE offices. He has decided a number of cases involving major firms and is well-versed on the issues that investors face. He understands the policy concerns and can provide a thorough evaluation of your claim and a clear expectation of the potential outcome. Further, because most securities claims are mediated, he also has the negotiation skills necessary to reach a fair and just resolution.

Representing Plaintiffs in Multi-Million Dollar Securities Cases

Our firm has represented individuals and groups of plaintiffs in claims against most of the major brokerage firms. We have the experience and courtroom capabilities to represent you in the appropriate forum. If you feel you have been wronged by an investment firm or broker, we want to hear about it.

Did your broker leave you broker?

Contact Us

We believe that every client is entitled to experienced legal counsel and personal service. We are dedicated to protecting the business and personal interests of our clients. Contact us about your legal concerns.

Louisville Office
804 Stone Creek Parkway, Suite 1
Louisville, KY 40223
Phone: 502-498-8268
Fax: 502-426-6772
Map and Directions | Contact Us

Lexington Office
175 East Main Street, Suite 600B
Lexington, KY 40507
Toll Free: 1-866-630-9758
Map and Directions | Contact Us

At the law firm of Hectus & Strause  in Lexington and Louisville, Kentucky, our clients appreciate that whatever legal issue they have now or in the future, this is the law firm that can help. We offer in-depth experience with a wide range of areas. And we offer our clients the additional benefit of providing personal service. Click here to continue

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