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Securities Law

Legal Counsel for Nationwide Securities Claims

At the law firm of Hectus & Strause PLLC, we pride ourselves on finding creative and practical solutions to securities disputes. Attorney Randall Strause is a seasoned advocate who represents investors throughout the United States in claims against brokerage firms, stockbrokers, and investment advisors. With a unique level of experience, Mr. Strause can provide the representation investors need to effectively and efficiently resolve securities claims. For experience and personal service in Kentucky, in Indiana or across the nation, call the law firm of Hectus & Strause PLLC.

Let us know how we can help you.
502-498-8268 ∙ 1-866-630-9758 ∙ E-mail

Because we represent both plaintiffs and defendants in civil and administrative matters, Hectus & Strause PLLC is deftly prepared to achieve favorable results in matters involving:

  • Unsuitability
  • Failure to Supervise
  • Over concentration/Failure to Diversify
  • Churning
  • Variable Annuities
  • Misrepresentation and Omissions
  • Breach of Contract
  • Breach of Fiduciary Duty

Although our principal office is located in Louisville, Kentucky, Hectus & Strause PLLC represents clients nationwide and works with attorneys across the country in ensuring that our clients' rights are vindicated. We are experienced in several courses of action, including litigation, arbitration and mediation as well as damage calculation.

Experience counts in securities law arbitration.

For more than 10 years, securities law attorney Randall Strause has served as an arbitrator for the NASD and NYSE dispute resolution offices. Mr. Strause continues on arbitration panels as a public arbitrator for the Financial Industry Regulatory Authority (FINRA) which was organized under the merger of the NASD and NYSE offices. He has decided a number of cases involving major firms and is well-versed on the issues that investors face. He understands the policy concerns and can provide a thorough evaluation of your claim and a clear expectation of the potential outcome. Further, because most securities claims are mediated, he also has the negotiation skills necessary to reach a fair and just resolution.

We have handled multi-million-dollar securities matters.

Our law firm has represented individuals and groups of plaintiffs in claims against most of the major brokerage firms. We have the experience and courtroom capabilities to represent you in the appropriate forum. If you feel you have been wronged by an investment firm or broker we want to hear about it.

Did your broker leave you broker?

At the law firm of  Hectus & Strause PLLC, we believe every client is entitled to experienced legal counsel as well as personal service. We are dedicated to protecting the business and personal interests of our clients. Contact us  about your legal concerns.

Louisville Office
804 Stone Creek Parkway, Suite 1
Louisville, KY 40223
Phone: 502-498-8268
Fax: 502-426-6772
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Lexington Office
175 East Main Street, Suite 600B
Lexington, KY 40507
Toll Free: 1-866-630-9758
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At the law firm of Hectus & Strause  in Lexington and Louisville, Kentucky, our clients appreciate that whatever legal issue they have now or in the future, this is the law firm that can help. We offer in-depth experience with a wide range of areas. And we offer our clients the additional benefit of providing personal service. Click here to continue

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